Moderator: Chhavi Sinha, Regulatory Affairs Manager, The World Federation of Exchanges
Summary: pTools discusses how exchanges and regulated market operators can mitigate financial risks and maintain security across all aspects of business.
Format: There will be a 30 min conversation followed by an audience Q&A.
This is an open event. Feel free to share with colleagues inside your organisation who may be interested.
Keith is a seasoned executive with over 10 years of experience leading large-scale projects for global financial entities and stock exchanges. He excels in architecting tailor-made solutions, building strategic relationships, communicating solution strategies, and providing technical expertise. He oversees the successful delivery of projects while driving innovation and excellence. Keith fosters a culture of continuous improvement, empowering teams to deliver advanced solutions that meet the evolving needs of global clients.
Chhavi Sinha is currently leading the Enterprise Risk and Cyber-security work at the WFE.
Chhavi joined the WFE from the UK’s Financial Market Law Committee (FMLC) where she identified and addressed issues of legal uncertainty in the framework of wholesale financial markets. She has previously worked at the Indian Securities Market Regulator, Securities and Exchange Board of India (SEBI) and the Bank of New York Mellon.
Chhavi holds a B.A.LL.B (Hons) from National Law Institute University, India and an LL.M (Masters of Law) in International Financial Law from King’s College London, Dickson Poon School of Law.
Tom has held a key leadership role at pTools Software for the past 15 years. He is responsible for overseeing operations and providing strategic direction for the business. His deep industry knowledge drives innovation and adoption of advanced technologies within the organization, particularly in areas such as Risk Intelligence, Persistent Sanctions Screening, AI, and Risk Mitigation. Under Tom’s leadership, pTools has not only expanded its product offerings but also significantly increased its market presence, solidifying its position as a leader in the tech industry.
Pavel has held a key position at pTools for over 10 years, overseeing research & development, planning, coordination, and delivery of large‐scale application solutions. He is adept at managing complex projects and collaborating closely with global clients and internal technical teams to ensure successful project delivery. His approach and attention to detail ensure trust and transparency with clients, ultimately enhancing pTools’ reputation within the sector.
Suraj is a business development and sales expert who has been driving growth at pTools for the past 5 years. His deep industry knowledge and strategic approach have been instrumental in generating new business opportunities and nurturing strong client relationships. His keen ability to identify market trends and deliver tailored solutions has consistently contributed to the company’s success and expansion.
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