Regulation

Regulation

 

 

Documents internal to WFE members on regulation are found at WFE members' area.

WFE response to IOSCO consultation on market structure

WFE - IOSCO response FINAL.pdf

Joint Exchange Letter Re BCBS 227 Interim Capital Framework

Joint+Exchange+Letter_BCBS+227_Nov+27.pdf.pdf

WFE letter to FSB on capital standards for ETDs

WFE letter to Financial Stability Board - 27 November 2012.pdf

WFE statement to G-20 Finance Ministers for November 2011

WFE statement to G-20 Finance Ministers for November 2011 (final).pdf

WFE to CPSS-IOSCO on OTC data reporting and aggregation - 23-09-2011

WFE to CPSS-IOSCO on OTC data reporting and aggregation - 23-09-2011.pdf

WFE Comment on “Regulatory Issues Raised by the Impact of Technological Changes on Market Integrity and Efficiency

WFE Response IOSCO Consultation on Tech Changes on Market Integrity and Efficiency 12-08-2011.pdf

WFE response to CPSS-IOSCO Consultation on Principles for Financial Market Infrastructures, July 2011

WFE to CPSS-IOSCO consultation on market infrastructures, 29 July 2011 Final version.pdf

WFE response to CPSS-IOSCO consultation on market infrastructures, 29 July 2011

WFE IOMA letter to US Treasury on FX swaps

Final WFE IOMA letter to Treasury on FX swaps - submitted 6 June 2011.pdf

WFE to IOSCO on dark liquidity

WFE to IOSCO on dark liquidity - final 11-02-11.pdf

WFE support to European member responses to EC on short selling

WFE support to European member responses to EC on short selling.pdf

WFE response to IASB ED on Revenue from Contracts

WFE response to IASB ED on Revenue from Contracts, 22-10-10 b.pdf

WFE response to European Commission on MiFID

WFE response to European Commission on MiFID - 2 February 2011.pdf

WFE response to European Commission Green Paper on Audit Policy

WFE response to European Commission Green Paper on Audit Policy 12-10 - final.pdf

Swap Data Recordkeeping and Reporting Requirements (RIN 3038-AD19); Real-Time Reporting of Swap Transaction Data (RIN 3038-AD08)

Swap Data Recordkeeping and Reporting Requirements (RIN 3038-AD19); Real-Time Reporting of Swap Transaction Data (RIN 3038-AD08) - Final - 07-02-2011.pdf

Chairman Brodsky and WFE Task Force letter to IOSCO on fragmentation

Chairman Brodsky and WFE Task force letter to IOSCO on fragmentation - 01-09-10.pdf

IOSCO - Principles on outsourcing of financial services for market intermediaries

IOSCO - PRINCIPLES ON OUTSOURCING OF FINANCIAL SERVICES FOR MARKET INTERMEDIARIES.pdf

WFE letter to SEC on mutual recognition, June 2008

Item 4.1 Annex - Letter WFE Reg Com Chrm Ketchum to US SEC on Rule 15-a6 and mutual recognition - 16-06-08.pdf